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Swap Dealer Compliance and Operational Risk Control
LONDON, ENG, UNITED KINGDOM
United Kingdom Compliance Group Functions Job Reference # 289940BR City London Job Type Full Time Your role Are you an expert in CFTC Swap Dealer and SEC Security-Based Swap Dealer rules? Are you interested in being part of a global team that oversees regulatory requirements and...
EMEA Brokerage Compliance / Vice President
£100 - 125
LONDON
...sponsored repo. The compliance team that supports and oversees the business is a vital part of our control function & forms a solid partnership with the business whilst maintaining its own independence as a part of the second line of defence. Key regulations are MIFID II, MAR, EMIR, SFTR...
Lead Software Engineer for Fixed Income E-Trading
GREATER LONDON, ENGLAND, UNITED KINGDOM
...TDS) is a top-two dealer in Canada with a growing US business and global execution capabilities, offering a full suite of capital markets and corporate and investment banking products. The FICC (Fixed Income, Currencies & Commodities) Electronic Trading Team is part of the TD Securities...
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INVERARAY
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EMEA Brokerage Compliance / Vice President
£100 - 125
LONDON
p EMEA Brokerage Compliance / Vice President page is loaded EMEA Brokerage Compliance / Vice President Apply remote type Hybrid locations London, United Kingdom time type Full time posted on Posted Yesterday job requisition id R121680 /p p b u About Northern Trust: /u /b /p p Northern...
Lead Software Engineer for Fixed Income E-Trading
GREATER LONDON
...TDS) is a top-two dealer in Canada with a growing US business and global execution capabilities, offering a full suite of capital markets and corporate and investment banking products. /p p The FICC (Fixed Income, Currencies & Commodities) Electronic Trading Team is part of the TD...
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